LPL Financial

Yahoo Finance • 2 months ago

LPL Financial Welcomes Financial Advisor Ashton Medina

LPL Financial Holdings, Inc. SAN DIEGO, Oct. 14, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC, announced today that financial advisor Ashton Medina, CFA®, CFP®, has joined LPL Financial’s broker-dealer and corporate RIA platforms, aligning... Full story

Yahoo Finance • 2 months ago

Air Capital Wealth Management Launches with LPL Financial

LPL Financial Holdings, Inc. SAN DIEGO, Oct. 09, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisors Michael Caffrey, CRPC®, Derek Keller, CFP®, CPFA®, CRPC®, MBA, and Gabriel Parham have launc... Full story

Yahoo Finance • 3 months ago

LPL Financial Closes Its Acquisition of Atria Wealth Solutions

LPL Financial Holdings, Inc. SAN DIEGO, Oct. 01, 2024 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ: LPLA) (together with its subsidiaries, including LPL Financial LLC, “LPL Financial” or “LPL”) announced the close of its acquis... Full story

Yahoo Finance • 3 months ago

LPL Financial Welcomes 57th Street Wealth Advisors to Linsco Channel

LPL Financial Holdings, Inc. SAN DIEGO, Sept. 24, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC, announced today that financial advisors Ken Hutkin and Ron Winkler have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launc... Full story

Yahoo Finance • 4 months ago

LPL Financial welcomes advisor Kelly Compton

LPL Financial Holdings, Inc. SAN DIEGO, Aug. 26, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC, announced today that financial advisor Kelly Compton has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligning with existin... Full story

Yahoo Finance • 4 months ago

4Point Wealth Management Joins LPL Strategic Wealth Services

LPL Financial Holdings, Inc. SAN DIEGO, Aug. 19, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Christina McConnell, CRC®, ADPA™, Laura Long, CRPC™, AWMA™, MBA, and Jay Tillman, CPWA®, CIMA®, CFP®, RICP... Full story

Yahoo Finance • 4 months ago

LPL Financial Welcomes Wealthstead Financial Advisors

LPL Financial Holdings, Inc. SAN DIEGO, Aug. 15, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Jason Walker, Vladimir Nikitenko, CFP®, H. Scott Braswell, Rosty Tkachenko and John Hydrick, CFP®, have jo... Full story

Yahoo Finance • 4 months ago

SEC Fines Firms $393 Million in Latest WhatsApp Probe Fallout

(Bloomberg) -- Twenty-six financial firms agreed to pay more than $390 million in fines after the US Securities and Exchange Commission alleged they failed to maintain their employees’ electronic communications, the latest fallout from the... Full story

Yahoo Finance • 4 months ago

LPL Highlights Advanced Solutions for Advisors to Thrive Throughout the Lifecycle of Their Business

LPL Financial Holdings, Inc. At Focus 2024, its flagship industry conference, LPL features strategic priorities and expanded portfolio of resources to help advisors nurture highly successful businesses SAN DIEGO, Aug. 13, 2024 (GLOBE NEW... Full story

Yahoo Finance • 5 months ago

LPL Financial Welcomes Rockview Private Wealth

LPL Financial Holdings, Inc. SAN DIEGO, Aug. 07, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Alberto Francis has joined LPL Financial’s high-net-worth-focused employee affiliation model, LPL Private W... Full story

Yahoo Finance • 5 months ago

LPL Financial Welcomes SoundWay Financial

LPL Financial Holdings, Inc. SAN DIEGO, Aug. 05, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors with SoundWay Financial have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned wi... Full story

Yahoo Finance • 5 months ago

Morgan Stanley Raises Rates on Cash. It’s a Sign of Pressure Across Industry.

Morgan’s policy change comes as analysts question whether more wealth managers will be forced to pay higher interest on clients’ uninvested cash. Continue reading View comments()... Full story

Yahoo Finance • 5 months ago

LPL Financial Welcomes Technology Leader Sid Vyas as CTO of Infrastructure and Operations

LPL Financial Holdings, Inc. SAN DIEGO, July 16, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced the addition of Sushil “Sid” Vyas as Executive Vice President and Chief Technology Officer of Infrastructure and Operations. In hi... Full story

Yahoo Finance • 7 months ago

LPL Financial Reports Monthly Activity for April 2024

LPL Financial Holdings, Inc. SAN DIEGO, May 23, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity rep... Full story

Yahoo Finance • 7 months ago

LPL Financial Welcomes Financial Advisor Tara Blair

LPL Financial Holdings, Inc. SAN DIEGO, May 15, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Tara Blair, CFP®, CPA, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. She reported s... Full story

Yahoo Finance • 8 months ago

LPL Financial Welcomes Legacy Retirement Planning

LPL Financial Holdings, Inc. SAN DIEGO, April 17, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Phil Eggers of Legacy Retirement Planning has joined LPL Financial’s broker-dealer, RIA and custodial plat... Full story

Yahoo Finance • 10 months ago

Week’s Best: Here’s Evidence That Advisors Make a Difference for Retirement

Recent research from the American College of Financial Services and Allspring Global Investments makes a case that financial advisors can improve retirement readiness for clients. For example, the American College of Financial Services fou... Full story

Yahoo Finance • 10 months ago

Wintrust Financial Corporation and LPL Financial Announce Strategic Relationship

LPL Financial Holdings, Inc. Wintrust Plans to Transition Two of its Wealth Management Businesses to LPL’s Institution Services Platform. SAN DIEGO and CHICAGO, Feb. 23, 2024 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq: LPLA)... Full story

Yahoo Finance • 10 months ago

LPL Financial Reports Monthly Activity for January 2024

LPL Financial Holdings, Inc. SAN DIEGO, Feb. 22, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity re... Full story

Yahoo Finance • 12 months ago

LPL Financial to Pay $6 Million to Settle Finra Claims

Brokerage industry regulator Finra alleged the nation’s largest independent broker-dealer failed to properly supervise transactions its brokers made and that it sent out inaccurate information to customers. Continue reading... Full story