Yahoo Finance • last month
LPL Financial Holdings, Inc. SAN DIEGO, Oct. 14, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC, announced today that financial advisor Ashton Medina, CFA®, CFP®, has joined LPL Financial’s broker-dealer and corporate RIA platforms, aligning... Full story
Yahoo Finance • last month
LPL Financial Holdings, Inc. SAN DIEGO, Oct. 09, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisors Michael Caffrey, CRPC®, Derek Keller, CFP®, CPFA®, CRPC®, MBA, and Gabriel Parham have launc... Full story
Yahoo Finance • 2 months ago
LPL Financial Holdings, Inc. SAN DIEGO, Oct. 01, 2024 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ: LPLA) (together with its subsidiaries, including LPL Financial LLC, “LPL Financial” or “LPL”) announced the close of its acquis... Full story
Yahoo Finance • 2 months ago
LPL Financial Holdings, Inc. SAN DIEGO, Sept. 24, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC, announced today that financial advisors Ken Hutkin and Ron Winkler have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launc... Full story
Yahoo Finance • 3 months ago
LPL Financial Holdings, Inc. SAN DIEGO, Aug. 26, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC, announced today that financial advisor Kelly Compton has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligning with existin... Full story
Yahoo Finance • 3 months ago
LPL Financial Holdings, Inc. SAN DIEGO, Aug. 19, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Christina McConnell, CRC®, ADPA™, Laura Long, CRPC™, AWMA™, MBA, and Jay Tillman, CPWA®, CIMA®, CFP®, RICP... Full story
Yahoo Finance • 3 months ago
LPL Financial Holdings, Inc. SAN DIEGO, Aug. 15, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Jason Walker, Vladimir Nikitenko, CFP®, H. Scott Braswell, Rosty Tkachenko and John Hydrick, CFP®, have jo... Full story
Yahoo Finance • 3 months ago
(Bloomberg) -- Twenty-six financial firms agreed to pay more than $390 million in fines after the US Securities and Exchange Commission alleged they failed to maintain their employees’ electronic communications, the latest fallout from the... Full story
Yahoo Finance • 3 months ago
LPL Financial Holdings, Inc. At Focus 2024, its flagship industry conference, LPL features strategic priorities and expanded portfolio of resources to help advisors nurture highly successful businesses SAN DIEGO, Aug. 13, 2024 (GLOBE NEW... Full story
Yahoo Finance • 4 months ago
LPL Financial Holdings, Inc. SAN DIEGO, Aug. 07, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Alberto Francis has joined LPL Financial’s high-net-worth-focused employee affiliation model, LPL Private W... Full story
Yahoo Finance • 4 months ago
LPL Financial Holdings, Inc. SAN DIEGO, Aug. 05, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors with SoundWay Financial have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned wi... Full story
Yahoo Finance • 4 months ago
Morgan’s policy change comes as analysts question whether more wealth managers will be forced to pay higher interest on clients’ uninvested cash. Continue reading View comments()... Full story
Yahoo Finance • 4 months ago
LPL Financial Holdings, Inc. SAN DIEGO, July 16, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced the addition of Sushil “Sid” Vyas as Executive Vice President and Chief Technology Officer of Infrastructure and Operations. In hi... Full story
Yahoo Finance • 6 months ago
LPL Financial Holdings, Inc. SAN DIEGO, May 23, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity rep... Full story
Yahoo Finance • 6 months ago
LPL Financial Holdings, Inc. SAN DIEGO, May 15, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Tara Blair, CFP®, CPA, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. She reported s... Full story
Yahoo Finance • 7 months ago
LPL Financial Holdings, Inc. SAN DIEGO, April 17, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Phil Eggers of Legacy Retirement Planning has joined LPL Financial’s broker-dealer, RIA and custodial plat... Full story
Yahoo Finance • 9 months ago
Recent research from the American College of Financial Services and Allspring Global Investments makes a case that financial advisors can improve retirement readiness for clients. For example, the American College of Financial Services fou... Full story
Yahoo Finance • 9 months ago
LPL Financial Holdings, Inc. Wintrust Plans to Transition Two of its Wealth Management Businesses to LPL’s Institution Services Platform. SAN DIEGO and CHICAGO, Feb. 23, 2024 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq: LPLA)... Full story
Yahoo Finance • 9 months ago
LPL Financial Holdings, Inc. SAN DIEGO, Feb. 22, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity re... Full story
Yahoo Finance • 11 months ago
Brokerage industry regulator Finra alleged the nation’s largest independent broker-dealer failed to properly supervise transactions its brokers made and that it sent out inaccurate information to customers. Continue reading... Full story